能源动力—动力学科2023级非全日制工程博士研究生培养方案.docx

(0858002)能源动力一动力学科2023级非全日制工程博士研究生培养方案2023Part-timeProfessionalDoctoralProgramforEnergyandPowerEngineering-PowerEngineering一、基本信息BasicInformation院系名称School机械与动力工程学院SchoolofMechanicalEngineering适用年级Grade2023级2023Class适用专业Major动力工程及工程热物理PowerEngineeringandEngineeringThermophysics标准学制Duration4年4Years学习形式StudyMode非全日制Parttime项目类型ProgramType专业型Professional培养层次ProgramLevel普博生RegularDoctoralStudents最低学分MinCredit16最低GPA学分MinGPACreditNA最低GPAMinGPANA、学科简介Introduction上海交通大学动力工程及工程热物理学科始建于1913年，1953年招收我国解放后第一批研究生，是国家首批一级重点学科，首批一级学科博士点。2011年所依托的机械与动力工程学院入选国家高等教育改革试点学院。在百年发展的历史上，培养了“两弹一星”科学家钱学森、王希季等一大批杰出人才。2016年5月入选全球ESl工程学万分之一学科。本学科设有“动力工程与工程热物理”一级学科博士点并设有”动力工程及工程热物理”博士后流动站。学科拥有汽车电子控制技术国家工程实验室、燃煤污染物减排国家工程实验室（上海）、船舶与海洋工程动力系统国家工程实验室（上海交大）等3个国家级基地，动力机械与工程教育部重点实验室、太阳能发电及制冷教育部工程研究中心、燃气轮机与民用航空发动机教育部工程研究中心等省部级基地，下设叶轮机械、新能源动力、热能工程、制冷与低温、工程热物理和燃料电池等研究所。本学科师资力量雄厚，有工程院院士3人，中科院院士1人，国家创优争先奖1人，国家级教学名师1人，国家特聘专家3人，长江特聘（讲座）教授3人，国家杰青基金获得者7人，优青4人，青年长江1人，“百千万人才工程”国家级人选4人。拥有国家自然基金创新群体、教育部创新团队和科技部创新人才推进计划重点领域创新团队等先进群体。本学科科研成果丰硕，近年来主持承担国家自然科学基金重大项目、重点项目、国家重点研发专项等20余项，2005年以来获国家自然科学奖3项，国家技术发明奖2项，国家科技进步二等奖2项。动力工程与工程热物理博士点为我国能源与动力领域累计培养博士数千名，包括工程院院士黄震教授等，大批博士毕业生成为科学家、技术权威和行业领袖，为我国能源动力学科和行业发展做出了积极贡献。非全日制工程博士主要面向行业在职技术骨干，培养过程注重工程实践，以解决重大工程中的关键问题为导向，希望毕业生成为大型工程的总师、重大项目的技术带头人和行业领军人才。ThedisciplineofPowerEngineeringandEngineeringThennophysics(PEET)inShanghaiJiaoTongUniversitywasestablishedin1913.In1953,itwasselectedasthefirstbatchofstatekeydisciplineaswellasoneofthefirstdisciplinesinChinathatofferedDoctoraldegreeprograminPowerandEnergyEngineering.AffliatedtotheSchoolofMechanicalEngineering,itwasselectedasoneofthenationalpilotschoolsbyMinistryofEducation(MOE)in2011.Overthepastcentury,thedisciplinehasnurturedtensofthousandsofgraduates,contributingsignificantlytoscientificandtechnologicaldevelopmentsaswellaseconomicgrowthatthenationalandinternationallevels.NotablealumniincludeXuesenQian(co-founderofJetPropulsionLaboratory)andXijiWang,whomwereawardedthehighestnationalhonor-theTwoBombsandOneSatelliteMeritoriousAward.EngineeringdisciplineincludingPEETwasratedasoneofthetop0.01%ESIdisciplinesinMay2016.Aimingtodevelopaninternationallyrenownedandcutting-edgeresearchinPEET,therehasbeenrapidprogress,engagementwithworld-classscientists,groomingofnationaltalents,andscientificresearchintherecentdecades.Cutting-edgeresearchactivitiescurrentlyconductedinPEETarerootedinseveralnationalandkeyregionallaboratories,whichincludeNationalEngineeringLaboratoryforAutomotiveElectronicControlTechnology,NationalEngineeringLaboratoryforReducingEmissionsfromCoalCombustion(Shanghai),NationalEngineeringLaboratoryforMarineandOceanEngineeringPowerSystem(SJTU),KeyLaboratoryforPowerMachineryandEngineeringofMOE,EngineeringResearchCenterofChineseMinistryofEducation(MOE)forSolarPowerandRefrigeration,GasTurbineandCivilAero-engine.ThefullspectrumofresearchdirectionsincludeTurbomachinery,AdvancedEnergyandPowertrainTechnology,ThermalEnergy,RefrigerationandCryogenics,EngineeringThennophysicsandFullCell.ThefacultyincludesonememberofChineseAcademyofSciences,threemembersofChineseAcademyofEngineering,oneNationalExcellenceAwardee,oneNationalRenownedTeacher,threeNationalDistinguishedProfessors,andthreeChairProfessorsofChangjiangScholarsProgram.Inaddition,sevenfacultymemberswereawardedTheNationalScienceFundforDistinguishedYoungScholars,fourfacultymemberswereawardedTheNationalScienceFundforExcellentYoungScholars,onefacultymemberwereawardedtheYoungChangjiangScholarsProgram.Ourpursuitofresearchinnovationandglobalexcellencehasbeenrecognizedworldwide.TheresearchweremainlygrantedbyNationalHighTechnologyResearchDevelopmentProgramChina,NationalNaturalScienceFoundationofChina,andNationalBasicResearchProgramofChina.Researchoutcomeshaveledto3NationalNaturalScienceAwards,2NationalTechnologyInventionAWardSand2Second-gradeStateScienceandTechnologyProgressAward.AsakeyinstituteofdoctoraldegreeeducationinChina,PEETisdedicatedtonurturingacademicallyinclined,all-rounded,andinnovation-orientatedstudentswithglobalperspectives,whocanbecometopengineersorrenownedscholarsintheglobalcommunity.TherehavebeenthousandsofPh.D.degreestudentsthusfar,mostofthealumnihavegrowntoscientists,technologyexpertsandindustryleaders,suchasProfessorZhenHuang,thememberofChineseAcademyofEngineeringandProfessorRuzhuWang,aninternationalrenownedrefrigerationexpert.Par-ttimeProfessionalDoctoralProgrammainlyfocusthetrainingofindustrytechnicalbackbone,attachsimportanceonengineeringpracticeandisorientedtosolvekeyproblemsinmajorprojects.Itisexpecedthatgraduateswillbecomechiefengineers,technologyleadersofmajorengineeringprojectsinpowerandenergyindustry.三、培养目标ProgramObjective1、拓宽能源与动力工程领域的基础理论和专门知识；Expandingthebasictheoriesaswellasprofessionalknowledgeofpowerengineeringandengineeringthermophysics.2、掌握能源与动力工程领域的先进工艺和技术；Masteringadvancetechnologyandskillsofenergyandpowerengineering.3、了解能源动力工程领域的技术进展；Knowingtechnologyprogressinthefiledofenergyandpowerengineering.4、具备解决复杂工程技术问题、进行工程创新、组织工程技术研究开发工作的能力；Capableofsolvingcomplexengineeringissuescarryingoutengineeringinnovation,andorganizingengineeringtechnologyR&D.5、能胜任大型企业、科研院所技术研发、工程应用或科技管理等工作。QualifiedforthetechnologyR&Dengineeringapplicationorscientificandtechnicalmanagementoflargeenterpriseorresearchinstitutions.四、培养方式及学习年限TrainingModeandStudyDuration非日制工程博士生采用非全日制学习、导师负责制培养模式。学制为四年。未能按时完成学业者，经申请批准后其学习年限可适当延长，最长可以延期至七年。Part-timeProfessionalDoctoralProgramstudentsarearetutoredfull-timebysupervisors.ThelengthofPart-timeProfessionalDoctoralProgramis4years.Studentswhofailtocompletetheprogramwithin4yearscouldapplyforextension,withamaximumlengthof7yearsuponapproval.五、课程学习要求CourseRequirement非全日制工程博士生，课程总学分N16学分，总学分上限为24学分。Part-timeProfessionalDoctoralProgram.Minimumcredits:16credits.1、公共基础课程6学分GeneralCourses.6credits.a) MARX7001中国马克思主义与当代，2学分，必修MARX7001MarxisminChina,2credits,compulsory.b) GE6001学术写作、规范与伦理，1学分，必修，院系开课.GE6001AcademicWriting,NormsandEthics,1credit,compulsory,offeredbyME.c) FL9001实用学术英语，1学分，必修FL9001PracticalEnglishforAcademicPurposes,1credit,compulsory.d) 数学类课程，2学必修Mathematics,2credits,compulsory.2、专业基础课：资格考试相关课程，9选2,6学分，必修a) ME7900创新思维与新产品开发管理2学分b) ME7902智能制造技术基础与应用2学分c) ME7904大数据分析2学分d) ME7906创新驱动和服务升级概论2学分3、专业选修课：管理类课程，2学分，必修，2门课中选择1门a)BUSS8574组织领导力与变革：2学分b)BUSS6406管理经济学：2学分4、专业基础课、专业选修课、专业前沿课：N2学分CoreCourses,ElectiveCoursesandFrontierCourse.Minimumcredits:2credits.5、统计如下：Summarizedasbelow.课程类别Courselpe学分要求RequiredCredits门数要求RequiredCoursesGPA学分要求MinGPA备注Note公共基础课GeneralCoursesB5NA专业基础课CoreCourses、专业选修课ElectiveCourses、专业前沿课FrontierCourse2NANA跨学科选课不超过311,且仅作为非GPA统计源课程.NomorethanSinterdiscipIinarycoursescanbeselected,whicharecountedasnon-GPAcourse.专业基础课FrontierCoursesgNANA专业选修课ElectiveCoursesIINA六、培养过程要求RequirementsforTrainingProcess:（一）培养过程环节要求：RequirementsforTrainingProcess:1、资格考试：应在入学后第四学期末之前完成。资格考试由学院组织考查小组（3-5人组成）针对工程类博士专业学位研究生的课程学习、科研项目、论文进展以及工作态度、精力投入等综合素质和能力，进行全方位的考查。通过者，方可继续进行科研和论文工作。具体考试要求和形式由所在学科领域作相关规定。PhDQualificationExamination：Theexaminationwillbeheldbeforetheendof4rdsemester.Thequalificationexaminationisorganizedbyschool'sexaminationcommittee（composedof3-5people）toinspectthecomprehensivequalitiesandabilities,researchprojects,thesisprogress,workattitudeandenergyinput.Onlythosewhopasstheexaminationwillbeallowedtocontinueresearchandthesiswork.Thespecificexaminationrequirementsandformsaredeterminedbyeachdiscipline.2、开题报告：应在入学后第五学期末之前完成。工程博士研究生入学后应在导师指导下，查阅文献资料，了解学科现状和动向，尽早确定课题方向，制订论文工作计划，完成论文选题报告（形式可多样）。Dissertationproposal:Dissertationproposalshouldbefinishedbeforetheendof5thsemester.TheprofessionalPhDshouldreadtheliteraturesundertheguidanceoftheirtutors,understandthecurrentsituationandtrendofthesubjectafteradmission,determinethedirectionofthesubjectassoonaspossible,formulatetheworkplanofthepaper,andcompletethereportonthetopicselectionofthepaper（invariousforms）.3、年度考核：在开题报告完成一年左右完成。博士生需以书面的形式递交年度进展报告给所属学科，在年度进度报告中须详细阐述论文研究工作的进展情况及所取得的阶段性成果。Annualprogressreport:Annualprogressreportshallbeorganizedwithinoneyearafterdissertationproposalisfinished.Theannualreportmustbesubmittedtotherelevantdisciplineinwrittenform.Inthereport,thestudentshouldelaboratetheprogressofthedissertationresearchandresultsachieved.学科组织由导师或指导小组负责人参加的至少3人的年度报告考核小组，对本学科的博士生年度进展报告进行评估，其形式可结合研究生的学术讨论或专题研究报告会进行。导师应对年度进展报告做出综合评估，督促研究生顺利开展课题研究和学位论文撰写。经年度报告考核小组评估，如认为该生不符合博士生培养条件，将停止作为博士生继续培养。Anannualreportassessmentcommitteeofatleastthreemembers,includingsupervisororchairofdissertationcommittee,shouldbeorganizedtoevaluatetheannualreports.Thiscanbedoneintheformofacademicdiscussionorsymposiumonselectedtopics.Supervisorsshouldevaluatetheannualreportcomprehensively,guidingthedoctoralstudentstocarryoutthedissertationworkasscheduled.Anyonewhofailstheannualreportassessmentshouldquitdoctoraldegreeprogram.4、论文预答#:在第六学期以后、正式答辩前三个月进行。预答辩由学科组织，同时必须由二名学位委员会成员参加。Dissertationpre-defense:Afterthe6,hsemesterofdoctorallevelandthreemonthsbeforedissertationdefense.Thepre-defenseisorganizedbydisciplineandatleast2membersshouldbefromtheDegreeEvaluationCommitteeofMESchool.5、论文答辩：在进第八学期前完成，未完成者最多可延至进入博士阶段的十四学期。答辩由学科组织，答辩前将由学院督导进行形式审查，对未满足科研成果要求、盲审成绩过低等情况将不予审核通过。DissertationDefense:Studentsarerequiredtopassthedissertationdefensebeforetheendofthe8thsemester.Studentscouldapplyforextensionandshouldcompletethedissertationdefensebeforetheendofthe14lhsemester.Thedissertationdefenseisorganizedbydiscipline.Beforethedefense,aroutinereviewwillbeconductedbytheschool.Anyonewhodoesnotmeetthegraduationrequirementsorfailstheblindreviewshallnotbeapprovedfordissertationdefense.（二）工程实践环节要求：Requirementsforengineeringpracticeprocess:1、通过在岗参与重大项目，完成工程实践要求。2、结合重大项目中关键或难点技术环节，了解其发展历史、国内外现状，参加本领域前沿的业务研讨及交流活动，并在活动中做专门报告。1. Completetheengineeringpracticerequirementsbyparticipatinginmajorprojects.2. Participateincutting-edgebusinessseminarsandexchangeactivitiesinthisfield,andmakeprofessionalkeynotespeech.（三）学术写作与交流要求：RequirementsforAcademicWritingandCommunication1、至少精通一门外国语，能熟练地阅读本专业外文资料，具有较强的写作能力，须有以排序第一作者在国际重要学术期刊或高水平国内期刊上发表与博士学位论文研究工作密切相关的研究性学术论文的经历。国际重要学术期刊和高水平国内期刊的具体认定办法详见七“学术成果要求二Studentsshouldbeproficientinatleastoneforeignlanguageandbeabletoreadforeignlanguagematerialsintheirmajorfluently.Withstrongwritingability,thestudentshouldhavetheexperienceofpublishingresearchacademicpapersthatarecloselyrelatedtotheresearchworkoftheirdoctoraldissertationinimportantinternationalacademicjournalsorhigh-leveldomesticjournalsasthefirstauthor.Forspecificidentificationmethodsofimportantinternationalacademicjournalsandhigh-leveldomesticjournals,pleaserefertoseventh"RequirementsforAcademicAchievements".2、应具备国内外学术交流的能力，在读期间必须在高水平国内外学术会议上以口头报告形式开展学术交流至少1次。学术交流的内容须与博士学位论文研究工作密切相关。交流内容等具体要求详见上海交通大学关于博士研究生参加学术交流的规定。高水平国内外学术会议的具体认定办法详见七“学术成果要求二Studentsshouldhavetheabilityofdomesticandforeignacademiccommunication.Duringthestudyperiod,studentsmusthaveatleastoneacademiccommunicationintheformoforalpresentationinhigh-leveldomesticandforeignacademicconferences,andthecontentofacademiccommunicationmustbecloselyrelatedtotheresearchworkofdoctoraldissertation.PleaserefertotheRegulationsofShanghaiJiaoTbngUniversityontheParticipationofPh.DStudentsinAcademicExchangeforthedetailedrequirementsontheformofexchange.Thespecificidentificationmethodsofhigh-leveldomesticandforeignacademicconferencesaredetailedintheseventh"RequirementsforAcademicAchievements".七、学术成果要求RequirementsforAcademicAchievements博士学位论文的创新成果是评价学位论文水平的重要参考，必须是以学位申请人为主在攻读博士学位期间取得，且与学位论文内容密切相关。Theinnovativeachievementsofthedoctoraldissertationareanimportantreferencetoevaluatethelevelofthedissertation,whichmustbeobtainedbythedegreeapplicantsduringtheirdoctoralstudyandcloselyrelatedtothecontentofthedissertation.用于申请博士学位的学位论文中必须包含不少于三项以申请人为主要完成人的创新性成果。创新性成果的主要完成人一般应为成果第一完成人。如果第一完成人是申请人的博士生导师且申请人排序第二，则相应成果按申请人的0.5项成果计算。创新性成果原则上应以上海交通大学为第一完成单位。非全日制博士学位申请人如有上海交通大学作为参加单位的重大创新性成果，可以由导师提出申请并认定。ThedissertationusedforthePh.DdegreeapplicationmustincludeatleastthreeinnovativeworkswiththeapplicantastheprincipalcomposerandShanghaiJiaoTongUniversityasthefirstinstitution.Theprincipalcomposeroftheinnovativeachievementshallgenerallybethefirstauthoroftheachievement.IfthefirstcomposeristhePh.Dsupervisoroftheapplicantandtheapplicantrankssecond,theapplicantshallalsobeidentifiedas0.5principalcomposer.ShanghaiJiaoTongUniversityshouldbethefirstinstitutiontocompletetheinnovativeachievementsinprinciple.Applicantsforpart-timedoctoraldegreeswhohavemajorinnovativeachievementsofShanghaiJiaoTongUniversityastheparticipatinginstitutioncanbesubmittedbytheirsupervisorsforapplicationandrecognition.博士学位论文的创新性成果应该具有重要的理论或工程应用价值，具体展现形式包括：Theinnovativeachievementsofthedoctoraldissertationshouldhaveimportanttheoreticalorengineeringapplicationvalue,andthespecificmanifestationformsinclude:(1)发表在国际重要学术期刊或高水平国内学术期刊上的研究性学术论文。其中，国际重要学术期刊指SCl刊源期刊，但不包含按机械与动力工程学院不推荐SCl期刊认定办法认定的不推荐期刊；高水平国内期刊是指高质量科技期刊分级目录相关领域T1/T2档核心期刊。国际重要学术期刊与高水平国内期刊均以论文发表或录用当年为准认定。Researchacademicpaperspublishedinimportantinternationalacademicjournalsorhigh-leveldomesticacademicjournals.TheimportantinternationalacademicjournalsrefertotheSCIJournals,butdonotincludethenon-recommendedjournalsidentifiedaccordingtotheMeasuresfortheRecognitionofNon-recommendedSCIJournalsbytheSchoolofMechanicalEngineering.High-leveldomesticacademicjournalsrefertotherelatedfieldsofT1T2coreperiodicalsintheClassificationCatalogueofHigh-qualitySci-TechJournals.Theaccreditationofimportantinternationalacademicjournalsandhigh-leveldomesticjournalsshallbesubjecttotheyearwhenthepaperwaspublishedoraccepted.(2)发表在高水平国内外学术会议的会议论文或者口头报告且能提供相应证明材料。高水平国内外学术会议包括本学科公认的国内外学术组织主办的系列专业性学术会议或上海交通大学资助研究生参加国际会议项目重要国际会议目录中的会议。口头报告需提供会议录用摘要证明。如果学术会议论文或口头报告学术贡献与发表期刊论文相同，则认定为一项成果。Conferencepapersororalpresentationspresentedathigh-leveldomesticandforeignacademicconferenceswithsupportingmaterials.High-leveldomesticandforeignacademicconferencesincludeaseriesofprofessionalacademicconferenceshostedbyrecognizeddomesticandforeignacademicorganizationswithinthedisciplineorconferenceslistedintheInternationalConferenceProgramSponsoredbyShanghaiJiaoTbngUniversity-ListofImportantInternationalConferences.Oralpresentationshouldprovideproofofacceptancesummary.Iftheacademicconferencepaperororalpresentationhasthesameacademiccontributionasthepublishedjournalpaper,theywillbeconsideredasthesameachievement.(3)获得授权的重要发明专利且能提供相关实施应用证明材料。Theimportantinventionpatentthathasbeenauthorizedandcanproviderelevantapplicationproofmaterials.(4)由中国国家标准管理委员会正式发布国家标准，或由ISO、IEEE、ASME等国际组织发布的国际标准，及相关行业归口部门统一管理发布的行业标准。NationalstandardsofficiallyissuedbytheStandardizationAdministrationCommitteeofChina,orinternationalstandardsissuedbyISO,IEEE,ASMEandotherinternationalorganizations,aswellasindustrialstandardsuniformlymanagedandissuedbyrelevantindustrydepartments.(5)由学院学位评定委员会委员和同行专家组成的专家组，或有关权威组织机构认定的其他重大成果。OthermajorachievementsrecognizedbytheexpertgroupcomposedofmembersoftheAcademicDegreeAssessmentCommitteea