FIDIC红皮书（1999官方Word版）Conditions of Contract for Construction.doc

FIDICConditions of Contract for ConstructionGeneral ConditionsGuidance for the Preparation of Particular ConditionsForms of Letter of Tender, Contract Agreement and Dispute Adjudication AgreementFIDIC AuthorizationI herewith authorize CNAEC to translate FIDIC s publications (but not the publications as edited by other organizations) into Chinese and publish them.I agree with your statement, as part of the agreement, that you will:a) provide FIDIC with 10 copies of the translation per document, andb) make a statement on the inside cover of the translation that the translator takes full responsibility for the accuracy of the translation and that in case of dispute, the original version in English shall prevail.Peter van der TOGTPublications managerFIDIC is the French acronym for the international Federation of Consulting Engineers.FIDIC was founded in 1913 by three national associations of consulting engineers within Europe. The objectives of forming the federation were to promote in common the professional interests of the member associations and to disseminate information of interest to members of its component national associations.Today FIDIC membership numbers more than 60 countries from all parts of the globe and the federation represents most of the private practice consulting engineers in the world.FIDIC arranges seminars, conferences and other events in the furtherance of its goals: maintenance of high ethical and professional standards; exchange of views and information; discussion of problems of mutual concern among member associations and representatives of the international financial institutions; and development of the consulting engineering industry in developing countries.FIDIC publications include proceedings of various conferences and seminars, information for consulting engineers, project owners and international development agencies, standard pre-qualification forms, contract documents and client/consultant agreements. They are available from the secretariat in Switzerland.ACKNOWLEDGEMENTSFédération Internationale des Ingénieurs-Conseils (FIDIC) extends special thanks to the following members of its Update Task Group: Christopher Wade (group leader), SWECO-VBB, Sweden; Peter L Booen (Principal Drafter), GIBB Ltd, UK; Hermann Bayerlein, Fichtner, Germany; Christopher R Seppala (Legal Adviser), White & Case, France; and José F Speziale, IATASA, Argentina.The preparation was carried out under the general direction of the FIDIC contracts Committee which comprised John B Bowcock, Consulting Engineer, UK (Chairman); Michael Mortimer-Hawkins, SwedPower, Sweden; and Axel-Volkmar Jaeger, Schmidt Reuter Partner, Germany; together with K B (Tony) Norris as Special Adviser.Drafts were reviewed by many persons and organisations, including those listed below. Their comments were duly studied by the Update Task Group and, where considered appropriate, have influenced the wording of the clauses. Ihab Abu-Zahra, CRCHassan Dorra, Egypt; Mushtaq Ahmad, NESPAK, Pakistan; Peter Batty, Post Buckley International, USA; Roeland Bertrams, Clifford Chance, Netherlands; Bosen He, Tianjin University, China; Manfred Breege, Lahmeyer International, Germany; Pablo Bueno, TYPSA, Spain; Nael G Bunni, Consulting Engineer, Ireland; Peter H J Chapman, Engineer & Barrister, UK; Ian Fraser, Beca Carter Hollings & Ferner, New Zealand; Roy Goode, Oxford University, UK; Dan W Graham, Bristows Cooke & Carpmael, UK; Mark Griiffiths, Griffiths & Armour, UK; Geoffrey F Hawker, Consulting Engineer, UK; Hesse & Steinberger, VDMA, Germany; Poul E Hvilsted, Elsamprojekt, Denmark; Gordon L Jaynes, Whitman Breed Abbott & Morgan, UK; Tonny Jensen (Chairman of FIDIC Quality Management Committee), COWI, Denmark; David S Khalef, Jordan; Philip Loots & Associates, South Africa; Neil McCole, Merz and McLellan, UK; Matthew Needham-Laing, Victoria Russell & Paul J Taylor, Berrymans Lace Mawer, UK; Brian W Totterdill, Consulting Engineer, UK; David R Wightman & Gerlando Butera, Nabarro Nathanson, UK; the Association of Japanese Consulting Engineers; the Construction Industry Authority of the Philippines; European International Contractors; Organism de Liaison Industries Métalliques Européennes (“ORGALIME”); the International Association of Dredging Contractors; the International Bar Association; the Asian Development Bank; and the World Bank. Acknowledgement of reviewers does not mean that such persons or organizations approve of the wording of all clauses.FIDIC wishes to record its appreciation of the time and effort devoted by all the above.The ultimate decision on the form and content of the document rests with FIDIC.FOREWORDThe Fédération Internationale des Ingénieurs-Conseils (FIDIC) published, in 1999, First Editions of four new standard forms of contract:Conditions of Contract for Construction,which are recommended for building or engineers works designed by the Employer or by his representative, the Engineer. Under the usual arrangements for this type of contract, the Contractor constructs the works in accordance with design provided by the Employer. However, the works may include some elements of Contractor-designed civil, mechanical, electrical and/or construction works.Conditions of Contract for Plant and Design-Build,which are recommended for the provision of electrical and/or mechanical plant, and for the design and execution of building or engineering works. Under the usual arrangements for this type of contract, the Contractor designs and provides, in accordance with the Employers requirements, plant and/or other works; which may include any combination of civil, mechanical, electrical and/or construction works.Conditions of Contract for EPC/Turnkey Projects,which may be suitable for the provision on a turnkey basis of a process or power plant, of a factory or similar facility, or of an infrastructure project or other type of development, where (i) a higher degree of certainty of final price and time is required, and (ii) the Contractor takes total responsibility for the design and execution of the project, with little involvement of the Employer. Under the usual arrangements for turnkey projects, the Contractor carries out all the Engineering, Procurement and Construction (EPC), providing a fully-equipped facility, ready for operation (at the “turn of the key”).Short form of Contractwhich is recommend for building or engineering works of relatively small capital value. Depending on the type of work and the circumstance, this form may also be suitable for contracts of greater value, particularly for relatively simple or repetitive work or work of short duration. Under the usual arrangements for this type of contract, the Contractor constructs the works in accordance with a design provided by the Employer or by his representative (if any), but this form may also be suitable for a contract which includes, or wholly comprises, Contractor-designed civil, mechanical, electrical and/or construction works.The forms are recommended for general use where tenders are invited on an international basis. Modifications may be required in some jurisdictions, particularly if the Conditions are to be used on domestic contracts. FIDIC considers the official and authentic texts to be the versions in the English language.In the preparation of these Conditions of Contract for Construction, it was recognised that, while there are many sub-clauses which will be generally applicable, there are some sub-clauses which must necessarily vary to take account of the circumstances relevant to the particular contract. The sub-clauses which were considered to be applicable to many (but not all) contracts have been included in the General Conditions, in order to facilitate their incorporation into each contract.The General Conditions and the Particular Conditions will together comprise the Conditions of Contract governing the rights and obligations of the parties. It will be necessary to prepare the Particular Conditions for each individual contract, and to take account of those sub-clauses in the General Conditions which mention the Particular Conditions.For this publication, the General Conditions were prepared on the following basis:(i) interim and final payments will be determined by measurement, applying the rates and prices in a Bill of Quantities;(ii) if the wording in the General Conditions necessitates further data, then (unless it is so descriptive that it would have to be detailed in the Specification) the sub-clause makes reference to this data being contained in the Appendix to Tender, the data either being prescribed by the Employer or being inserted by the Tenderer;(iii) where a sub-clause in the General Conditions deals with a matter on which different contract terms are likely to be applicable for different contracts, the principles applied in writing the sub-clause were:(a) users would find it more convenient if any provisions which they did not wish to apply could simply be deleted or not invoked, than if additional text had to be written (in the Particular Conditions) because the General Conditions did not cover their requirements; or(b) in other cases, where the application of (a) was thought to be inappropriate, the sub-clause contains the provisions which were considered applicable to most contracts.For example, Sub-Clause 14.2 Advance Payment is included for convenience, not because of any FIDIC policy in respect of advance payments. This Sub-Clause becomes inapplicable (even if it is not deleted) if it is disregarded by not specifying the amount of the advance. It should therefore be noted that some of the provisions contained in the General Conditions may not be appropriated for an apparently typical contract.Further information on these aspects, example wording for other arrangements, and other explanatory material and example wording to assist in the preparation of the Particular Conditions and the other tender documents, are included within this publication as Guidance for the Preparation of the Particular Conditions. Before incorporating any example wording, it must be checked to ensure that it is wholly suitable for the particular circumstances; if not, it must be amended.Where example wording is amended, and in all cases where other amendments or additions are made, care must be taken to ensure that no ambiguity is created, either with the General Conditions or between the clauses in the Particular Conditions. It is essential that all these drafting tasks, and the entire preparation of the tender documents, are entrusted to personnel with the relevant expertise, including the contractual, technical and procurement aspects.This publication concludes with example forms for the Letter of Tender, the Appendix to Tender (providing a check-list of the sub-clause which refer to it), the Contract Agreement, and alternatives for the Dispute Adjudication Agreement. This Dispute Adjudication Agreement provides text for the agreement between the Employer, the Contractor and the person appointed to act either as sole adjudicator or as a member of a three-person dispute adjudication board; and incorporates (by reference) the terms in the Appendix to the General Conditions.FIDIC intends to publish a guide to the use of its Conditions of Contract for Construction, for Plant and Design-Build, and for EPC/Turnkey Projects. Another relevant FIDIC publication is “Tendering Procedure”, which presents a systematic approach to the selection of tenderers and the obtaining and evaluation of tenders.In order to clarify the sequence of Contract activities, reference may be made to the charts on the next two pages and to the Sub-Clauses listed below (some Sub-Clause numbers are also stated in the charts). The charts are illustrative and must not be taken into consideration in the interpretation of the Conditions of Contract.1.1.3.1 & 13.7Base Date1.1.3.2 & 8.1Commencement Date1.1.6.6 & 4.2Performance Security1.1.4.7 & 14.3Interim Payment Certificate1.1.3.3 & 8.2Time for Completion (as extended under 8.4)1.1.3.4 & 9.1Tests on Completion1.1.3.5 & 10.1Taking-Over Certificate1.1.3.7 & 11.1Defects Notification Period (as extended under 11.3)1.1.3.8 & 11.9Performance Certificate1.1.4.4 & 14.13Final Payment Certificate28dRemedying of DefectsDefects Notification Period 3Issue of Tender DocumentsSubmission of the TenderIssue of the Letter of Acceptance8.1 Commencement Date8.2 Time for Completion 1Delay attributable to the Contractor 210.1 Issue of Taking-Over Certificate11.9 Issue of the Performance CertificateTender periodBase Date4.2 Return of the Performance Security11 Notifying of Defects<28d4.2 Issue of Performance Security9.1 Tests on Completion 2<21dTypical sequence of Principal Events during Contracts for Construction1. The Time for Completion is to be stated (in the Appendix to Tender) as a number of days, to which is added any extensions of time under Sub-Clause 8.4.2. In order to indicate the sequence of events, the above diagram is based upon the example of the Contractor failing to comply with Sub-Clause 8.2.3. The Defects Notification Period is to be stated (in the Appendix to Tender) as a number of days, to which is added any extensions under Sub-Clause 11.3.Engineer verifies the statement, Contractor submits information14.13 Engineer issues Final Payment Certificate14.7 Employer makes payment14.11 Contractor submits Final statement and the 14.12 discharge14.11 Contractor submits draft final statement to the EngineerThe final paymentEach of the monthly (or otherwise) interim payments14.7 Employer makes the payment to the Contractor14.6 Engineer issues Interim Payment Certificate14.3 Contractor submits Statement to the Engineer<28d<28d<56d<56dTypical sequence of Payment Events envisaged in Clause 148.1 Commencement Date20.6 A Party may initiate arbitrationArbitrator/s appointedDAB gives its decision20.4 A Party refers a dispute to the DAB20.2 Parties appoint DAB20.4 A Party may issue a “notice of dissatisfaction”Amicable settlementParties present submissions to the DAB<28d<28d>56d<84dTypical sequence of Dispute Events envisaged in Clause 20Conditions of Contractfor CONSTRUCTIONFOR BUILDING AND ENGINEERING WORKSDESIGNED BY THE EMPLOYERFEDERATION INTERNATIONALE DES INGENIEURS CONSEILSINTERNATIONAL FEDERATION OF CONSULTING ENGINEERSINTERNATIONALE VEREINIGUNG BERATENDER INGENIEUREFEDERACION INTERNACIONAL DE INGENIEROS CONSOLTORESGeneral Conditions